Alabama Yes "With an Alford plea, [defendant] maintained his innocence but acknowledged there was enough evidence to convict him. Typically, a criminal defendant will utilize an Alford plea when he "intelligently concludes that his interests require entry of a guilty plea" in light of strong evidence of actual guilt with the intention of limiting the penalty to be imposed.
Section Commission may issue warnings to public and publish information regarding orders.
Definitions When used in this article, unless the context otherwise requires, the following terms shall have the meanings respectively ascribed to them by this section: Any individual other than a dealer who represents a dealer or issuer in effecting or attempting to effect sales of securities, but such term does not include an individual who represents an issuer in: Effecting a transaction in a security exempted by subdivisions 12349 or 10 of Section ; b.
Effecting transactions exempted by Section ; or c. Effecting transactions with existing employees, partners, or directors of the issuer if no commission or other remuneration is paid or given directly or indirectly for soliciting any person in this state. A partner, officer, or director of a dealer or issuer is an agent if he otherwise comes within this definition.
Any person engaged in the business of effecting transactions in securities for the account of others or for his own account. Such term does not include: An agent, issuer, bank, savings institution, savings and loan association, credit union, or trust company, or b.
A person who has no place of business in this state if he effects transactions in this state exclusively with or through the issuers of the securities involved in the transactions and other dealers.
Guaranteed as to payment of principal, interest, or dividends. Every person who proposes to issue, has issued, or shall hereafter issue any security. Any person who acts for a compensation or a consideration as a promoter for or on behalf of a corporation, trust, unincorporated association, or partnership of any kind to be formed shall be deemed to be an issuer.
Not directly or indirectly for the benefit of the issuer. Such term shall include a natural person, a corporation created under the laws of this or any other state, country, sovereignty, or political subdivision thereof, a partnership, an association, a joint-stock company, a trust, and any unincorporated organization.
As used herein the term "trust" shall not include a trust created or appointed under or by virtue of a last will and testament, by instrument of declaration or appointment by any person for the benefit of himself, relatives, friends, servants, or employees, by a court or any public charitable trust.
Any security given or delivered with, or as a bonus on account of, any purchase of securities or any other thing is considered to constitute part of the subject of the purchase and to have been offered and sold for value.
A purported gift of assessable stock is considered to involve an offer and sale. Every sale or offer of a warrant or right to purchase or subscribe to another security of the same or another issuer, as well as every sale or offer of a security which gives the holder a present or future right or privilege to convert into another security of the same or another issuer, is considered to include an offer of the other security.
The federal statutes of those names as amended at any time. A person who agrees to take or contracts to dispose of a stipulated amount of securities, or a portion thereof, at a fixed price.The collateral facts rule at common law provides that, subject to certain exceptions, an answer given by a witness to a question in cross-examination relating solely to a collateral issue (such as credit) is final, and further evidence may not be led on the issue.
Section of the uniform Evidence Acts was drafted to replicate and slightly extend the common law. This chapter may be cited as the Public Funds Collateral Act.
Added by Acts , 73rd Leg., ch. , Sec. 1, eff. Sept. 1, Sec. shall immediately issue to the custodian an advice of transaction or other document that is evidence that the custodian deposited the security in the permitted institution.
Added by Acts , 73rd. Alabama , is continued, and those code sections are expressly preserved.'' Acts , No. , § 2: ''The existence and functioning of the State Board of Auctioneers, created and functioning pursuant to Sections to, inclusive, Code of Alabama , is continued, and those code sections are expressly preserved.'' Cross references.
This Promissory Note and Security Agreement ("Note") governs your loan with U.S. Bank N.A. You are giving a security interest in the Collateral being purchased with the loan proceeds. provide us with evidence of insurance, you understand and agree to the following: (1) We may, but are not required to, place insurance on the.
general exclusionary section “provides specifically that evidence of collateral crimes, wrongs, Gamble and Robert J. GoodwinMcElroy’s Alabama Evidence, § (5) (6th ed. )) evidence, but prior acts which prove that the defendant had the requisite ability and capacity. The collateral consequences of criminal pleas and convictions must be explained to our clients in order for them to fully understand and make an informed decision .